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The Rules of the NYSE.

What's New - September 2008

NYSE Rules

General Rules

Rule 17 - Rule 17 amended, Use of Exchange Facilities and Vendor Services

Dealings and Settlements

Rule 98 - Rule 98 amended, Operation of a Specialist Unit

Rule 98 (Former) - Rule 98 (Former) amended, Restrictions on Approved Person Associated with a Specialist's Member Organization

Rule 98A - Rule 98A amended, Restrictions on Persons or Parties Affiliated with A Specialist Unit

Rule 98A (Former) - Rule 98A (Former) amended, Restrictions on Persons or Parties Affiliated with Specialist and Odd-Lot Dealer Member Organizations

Rule 99 - Rule 99 amended, Round-Lot Transactions of Odd-Lot Dealer

Rule 99 (Former) - Rule 99 (Former) amended, Round-Lot Transactions of Odd-Lot Dealer and Broker

Rule 103B - Rule 103B amended, Specialist Stock Allocation

Rule 104 - Rule 104 amended, Dealings by Specialists

Rule 105 - Rule 105 amended, Specialists' Interest in Pools, Options, and Single Stock Futures

Rule 113 - Rule 113 amended, Specialists' Public Customers

Rule 113 (Former) - Rule 113 (Former) amended, Specialists' Public Customers

Rule 123B - Rule 123B amended, Exchange Automated Order Routing System

Rule 132B - Rule 132B amended, Order Tracking Requirements

Operation of Member Organizations

Rule 431 - Rule 431 amended, Margin Requirements

Rule 440H - Rule 440H amended, Activity Assessment Fees

Rule 460 - Rule 460 amended, Specialists Participating in Contests


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